Optima Global Trading Fund LLC: Difference between revisions
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'''Optima Global Trading Fund LLC''' , commonly known as '''Optima Global''', is a U.S. SEC-registered investment advisory firm, which is headquartered in [[Denver]], U.S]. The fund is managed by Optima Global, under the direction of its current Chief Investment Officer (CIO), Ethan Vornes. | |||
Actually, the fund's service providers have included: | Actually, the fund's service providers have included: | ||
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On January 3, 2011, the fund first sold securities. | On January 3, 2011, the fund first sold securities. | ||
On August 31, 2020, the fund filed a Form D/A amendment with the U.S. Securities and Exchange Commission (SEC), confirming the cumulative raise of over $105 million. The document was signed by Kathleen Keating, then General Counsel and Chief Compliance Officer. <ref>{{cite web |last1= |first1= |title= Optima Global Trading Fund LLC |url=https://optimaglobaltradingfund.com/About-Us/OurFirm.html |website= |accessdate= 2025-08-26|date= }}</ref> | On August 31, 2020, the fund filed a Form D/A amendment with the U.S. Securities and Exchange Commission (SEC), confirming the cumulative raise of over $105 million. The document was signed by Kathleen Keating, then General Counsel and Chief Compliance Officer. <ref>{{cite web |last1= |first1= |title= Optima Global Trading Fund LLC |url=https://optimaglobaltradingfund.com/About-Us/OurFirm.html |website= |accessdate= 2025-08-26|date= }}</ref> | ||
==Investment Structure== | |||
* Fund Type: Hedge Fund | |||
* Regulatory Exemptions: Private placement conducted pursuant to Regulation D Rule 506(c) of the Securities Act of 1933; exempt from being classified as an investment company under Section 3(c)(7) of the Investment Company Act of 1940. | |||
* Minimum Investment: $250,000 | |||
* Number of Investors: Approximately 78 as of 2020 | |||
* Capital Raised: Approximately $105 million (disclosed as of August 2020) | |||
==References== | ==References== | ||
{{Reflist}} | {{Reflist}} | ||
Revision as of 12:23, 24 February 2026
Optima Global Trading Fund LLC , commonly known as Optima Global, is a U.S. SEC-registered investment advisory firm, which is headquartered in Denver, U.S]. The fund is managed by Optima Global, under the direction of its current Chief Investment Officer (CIO), Ethan Vornes.
Actually, the fund's service providers have included:
- MUFG Fund Services Cayman Limited (fund administration services),
- BMO Harris Bank NA (banking services),
- RSM US LLP (audit services).
History
On January 3, 2011, the fund first sold securities. On August 31, 2020, the fund filed a Form D/A amendment with the U.S. Securities and Exchange Commission (SEC), confirming the cumulative raise of over $105 million. The document was signed by Kathleen Keating, then General Counsel and Chief Compliance Officer. [1]
Investment Structure
- Fund Type: Hedge Fund
- Regulatory Exemptions: Private placement conducted pursuant to Regulation D Rule 506(c) of the Securities Act of 1933; exempt from being classified as an investment company under Section 3(c)(7) of the Investment Company Act of 1940.
- Minimum Investment: $250,000
- Number of Investors: Approximately 78 as of 2020
- Capital Raised: Approximately $105 million (disclosed as of August 2020)
References
- ↑ "Optima Global Trading Fund LLC". https://optimaglobaltradingfund.com/About-Us/OurFirm.html. Retrieved 2025-08-26.